<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/03?registers=between Sat, 03 May 2025 01:46:19 -0700 Sat, 03 May 2025 01:46:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/03?registers=between Notice - Sage Quant Management LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07729.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07729.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07729 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07729.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07724.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07724.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07724.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07723.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07723.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07723 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07723.pdf Notice - Dodd-Frank Investor Advisory Committee https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07718.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07718.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07718 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07718.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Response to Comments Submitted After the Issuance on December 14, 2012, of a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07717.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07717.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07717 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07717.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Withdrawal of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07713.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07713.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07713 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07713.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Deadline for Submission of Claims Under NASDAQ Rule 4626(b)(3) https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07712.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07712.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07712 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07712.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07711.html https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07711.html Wed, 03 Apr 2013 00:00:00 -0700 2013-07711 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07711.pdf