<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/02?registers=between
Wed, 21 May 2025 19:49:28 -0700
Wed, 21 May 2025 19:49:28 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/02?registers=between
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Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule To Establish Fees for Mini-Options Contracts
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07620.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07620.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07620
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07620.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule To Establish Fees for Mini-Options Contracts
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07619.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07619.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07619
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07619.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07591.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07591.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07591
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07591.pdf
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Notice - Stetson Capital Fund LP and Davis Polk & Wardwell LLP; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07588.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07588.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07588
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07588.pdf
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Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07586.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07586.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07586
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07586.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07585.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07585.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07585
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07585.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Update Chapter 26 and Remove Schedule 502 of the ICE Clear Credit Rules
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07583.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07583.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07583
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07583.pdf
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Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07548.html
https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07548.html
Tue, 02 Apr 2013 00:00:00 -0700
2013-07548
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07548.pdf