<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/01?registers=between Wed, 21 May 2025 10:10:37 -0700 Wed, 21 May 2025 10:10:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/04/01?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07637.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07637.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07637 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07637.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Trading QCC and PIXL Orders in Mini Options https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07477.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07477.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07477.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts) https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07476.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07476.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07476 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07476.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Mini Options https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07475.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07475.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07475 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07475.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the March 20, 2013 and March 27, 2013 Scheduled Index Series Listings https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07474.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07474.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07474 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07474.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07473.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07473.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07473 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07473.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07471.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07471.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07471 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07471.pdf Notice - Neuberger Berman ETF Trust and Neuberger Berman Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07415.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07415.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07415.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Type and Auction Rules in Advance of Mini-Option Launch https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07414.html https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07414.html Mon, 01 Apr 2013 00:00:00 -0700 2013-07414 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07414.pdf