<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 20:37:37 -0700 Thu, 23 May 2024 20:37:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07447.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07447.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07447.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07322.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07322.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07322 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07322.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07321.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07321.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07321 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07321.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07320.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07320.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07320 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07320.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07319.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07319.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07319 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07319.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07318.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07318.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07318 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07318.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Receive Inbound Orders Routed by NASDAQ Execution Services LLC From PSX https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07317.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07317.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07317 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07317.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit PSX To Accept Inbound Orders Routed by NASDAQ Execution Services LLC From the BX Equities Market https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07316.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07316.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07316 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07316.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07315.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07315.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07315 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07315.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Commentary .01 to NYSE Rule 2B, Which Provides an Exception Related to the Exchange's Equity Ownership Interest in BIDS Holdings L.P. https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07314.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07314.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07314 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07314.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07299.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07299.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07299 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07299.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit NASDAQ To Accept Inbound Orders Routed by NASDAQ Execution Services LLC From the BX Equities Market and PSX https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07298.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07298.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07298 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07298.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Publishing of ICC Circular Related to Swap Data Repository Reporting https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07295.html https://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07295.html Fri, 29 Mar 2013 00:00:00 -0700 2013-07295 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07295.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07222.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07222.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07222 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07222.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07214.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07214.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07214 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07214.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4626-Limitation of Liability https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07192.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07192.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07192 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07192.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07191.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07191.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07191 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07191.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and To Use Current Market Price as the Uniform Settlement Price for Net Balance Orders https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07185.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07185.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07185 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07185.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07184.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07184.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07184 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07184.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3100 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07183.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07183.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07183 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07183.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07182.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07182.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07182 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07182.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07179.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07179.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07179 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07179.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Fee for Use of FIX and OUCH Trading Ports for Testing https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07178.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07178.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07178 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07178.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing Proposed Rule Changes Regarding Central Counterparty Resolution and Recovery Procedures https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07177.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07177.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07177 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07177.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07062 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07062.pdf Notice - ING Life Insurance and Annuity Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07012.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07011.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07010.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07009.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07008.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07007.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07006.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07005.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06885.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06885.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06885 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06885.pdf Notice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the NASDAQ Stock Market LLC Market Quality Program Pilot Pursuant to Regulation M Rule 102(e) https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06884.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06884.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06884 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06884.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06882.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06882.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06882 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06882.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06880.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06880.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06880 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06880.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06879.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06879.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06879 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06879.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Add Provisions to the By-Laws To Facilitate the Use of the Stock Loan/Hedge Program by Canadian Clearing Members https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06878.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06878.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06878.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Liquidity Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06877.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06877.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06877 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06877.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06876.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06876.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06876 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06876.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Interpretive Material to Rule 7080 in Connection With the Implementation of the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06875.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06875.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06875 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06875.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06790.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06790.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06790 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06790.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06789.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06789.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06789 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06789.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Establishing a Program for PSX Managed Data Solutions (MDS) https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06788.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06788.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06788 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06788.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt MIAX Rule 530, Limit Up-Limit Down https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06787.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06787.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06787 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06787.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06928 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06928.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06731 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06731.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the Second Restatement of the CTA Plan and Eighth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06730 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06730.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06720 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06720.pdf