Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-02T15:15:15-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07447.htmlNotice - Sunshine Act Meeting2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07447.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07322.htmlNotice - Submission for OMB Review; Comment Request2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07322.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07321.htmlNotice - Proposed Collection; Comment Request2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07321.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07320.htmlNotice - Submission for OMB Review; Comment Request2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07320.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07319.htmlNotice - Submission for OMB Review; Comment Request2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07319.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07318.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Limit Up Limit Down Functionality2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07318.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07317.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Receive Inbound Orders Routed by NASDAQ Execution Services LLC From PSX2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07317.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07316.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit PSX To Accept Inbound Orders Routed by NASDAQ Execution Services LLC From the BX Equities Market2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07316.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07315.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07315.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07314.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Commentary .01 to NYSE Rule 2B, Which Provides an Exception Related to the Exchange's Equity Ownership Interest in BIDS Holdings L.P.2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07314.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07299.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07299.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07298.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit NASDAQ To Accept Inbound Orders Routed by NASDAQ Execution Services LLC From the BX Equities Market and PSX2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07298.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/29/2013-07295.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Publishing of ICC Circular Related to Swap Data Repository Reporting2013-03-29T00:00:00-07:002013-03-29T00:00:00-07:002013-07295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-29/pdf/2013-07295.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07222.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07222.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07214.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 41202013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07214.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07192.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4626-Limitation of Liability2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07192.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07191.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07191.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07185.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and To Use Current Market Price as the Uniform Settlement Price for Net Balance Orders2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07185.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07184.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 41202013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07184Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07184.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07183.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 31002013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07183.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07182.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07182.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07179.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07179.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07178.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Fee for Use of FIX and OUCH Trading Ports for Testing2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07178.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07177.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing Proposed Rule Changes Regarding Central Counterparty Resolution and Recovery Procedures2013-03-28T00:00:00-07:002013-03-28T00:00:00-07:002013-07177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07177.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07062Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07062.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.htmlNotice - ING Life Insurance and Annuity Company, et al; Notice of Application2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07012.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07011.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07010.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07009.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07008.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07007.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07006.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07005.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06885.htmlNotice - Proposed Collection; Comment Request2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06885.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06884.htmlNotice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the NASDAQ Stock Market LLC Market Quality Program Pilot Pursuant to Regulation M Rule 102(e)2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06884.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06882.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To Establish the Market Quality Program2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06882.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06880.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06880.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06879.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06879.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06878.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Add Provisions to the By-Laws To Facilitate the Use of the Stock Loan/Hedge Program by Canadian Clearing Members2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06878.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06877.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Liquidity Program Will Qualify as “Retail Orders”2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06877.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06876.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06876.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06875.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Interpretive Material to Rule 7080 in Connection With the Implementation of the Limit Up-Limit Down Plan2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06875.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06790.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06790.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06789.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06789.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06788.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Establishing a Program for PSX Managed Data Solutions (MDS)2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06788.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06787.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt MIAX Rule 530, Limit Up-Limit Down2013-03-26T00:00:00-07:002013-03-26T00:00:00-07:002013-06787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06787.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.htmlNotice - Sunshine Act Meetings2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06928.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06731.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the Second Restatement of the CTA Plan and Eighth Charges Amendment to the Restated CQ Plan2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06730.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06720.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06719.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06719.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06718.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information)2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06718Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06718.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06717.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06717.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06716.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06716.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06715.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06715.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06714.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06714.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06713.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon as Practicable, But No Later Than 10 Seconds, Following Execution2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06713.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06695.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06695.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06694.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend C2 Rule 6.3 for Mini-Options Launch2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06694.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06693.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Minimum Price Variation for Mini-Option Contracts To Be the Same as Permitted for Standard Options on the Same Underlying Security2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-06693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06693.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/25/2013-05888.htmlProposed Rule - Regulation Systems Compliance and Integrity2013-03-25T00:00:00-07:002013-03-25T00:00:00-07:002013-05888Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-05888.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06639.htmlNotice - Ivy Funds Variable Insurance Portfolios, et al.; Notice of Application2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06639.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06631.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders and Mini Options2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06631.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06629.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06629.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06628.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06628.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06627.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06627.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06609.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change To Amend International Securities Exchange, LLC Amended and Restated Constitution2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06609.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06608.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06608.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06570.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Underlying Security2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06570Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06570.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/22/2013-06568.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules Related to Mini Options Traded on the Exchange2013-03-22T00:00:00-07:002013-03-22T00:00:00-07:002013-06568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-22/pdf/2013-06568.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/21/2013-06481.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down2013-03-21T00:00:00-07:002013-03-21T00:00:00-07:002013-06481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-21/pdf/2013-06481.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/21/2013-06480.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Comply With the Requirements of the National Market System Plan To Address Extraordinary Market Volatility2013-03-21T00:00:00-07:002013-03-21T00:00:00-07:002013-06480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-21/pdf/2013-06480.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/21/2013-06479.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pre-Market Hours of the Exchange to 4:00 a.m. EST2013-03-21T00:00:00-07:002013-03-21T00:00:00-07:002013-06479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-21/pdf/2013-06479.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/21/2013-06478.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements2013-03-21T00:00:00-07:002013-03-21T00:00:00-07:002013-06478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-21/pdf/2013-06478.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06402.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Price Improvement Period (“PIP”) Rule 71502013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06402.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06401.htmlNotice - Global X Funds, et al.; Notice of Application2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06401.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06399.htmlNotice - Krane Funds Advisors LLC., et al.; Notice of Application2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06399.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06397.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06397.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06396.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06396.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06394.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06394.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06393.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06393.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06392.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06392.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06353.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services With Respect to the Retail Order Tier2013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06353.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7014 and 70182013-03-20T00:00:00-07:002013-03-20T00:00:00-07:002013-06319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06319.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/19/2013-06292.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot and Non-Penny Pilot Options2013-03-19T00:00:00-07:002013-03-19T00:00:00-07:002013-06292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-19/pdf/2013-06292.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/19/2013-06251.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities2013-03-19T00:00:00-07:002013-03-19T00:00:00-07:002013-06251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-19/pdf/2013-06251.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/19/2013-06250.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-03-19T00:00:00-07:002013-03-19T00:00:00-07:002013-06250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-19/pdf/2013-06250.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/19/2013-06239.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options2013-03-19T00:00:00-07:002013-03-19T00:00:00-07:002013-06239Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-19/pdf/2013-06239.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06158.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a Technical or Systems Issue Occurs, and To Describe the Operation of Linkage Handler Error Accounts2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06158.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06157.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Reflect Regulatory Fees Related To the Central Registration Depository2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06157.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06156.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Reportable Position Reporting of Security Futures by Non-Trading Privilege Holders2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06156.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06155.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operation of Market Orders for BATS Options2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06155.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06153.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Chapter V, Section 3(d) and (e)2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06153Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06153.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06152.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Chapter V, Section 3(d) and (e)2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06152.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06150.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Exchange Rule 1047(f) and (g) for Limit Up/Limit Down Situations2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06150Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06150.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06121.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Granting Accelerated Approval of Proposed Rule Changes To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Underlying Security2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06121.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06120.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06120.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06119.htmlNotice - Renaissance Capital Greenwich Funds, et al.; Notice of Application2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06119.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06108.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services To Reduce the Floor Broker Rebate for Qualified Contingent Cross Transactions2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06108.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06088.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06088.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06087.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Suspend Certain Market Maker Quotation Requirements and To Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the ISE2013-03-18T00:00:00-07:002013-03-18T00:00:00-07:002013-06087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06087.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-06045.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 To NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20132013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-06045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-06045.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-06044.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20132013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-06044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-06044.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05986.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Add Two Self-Trade Prevention Modifiers That May Be Used by Certain Market Participants2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05986.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05985.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Increase the Gross FOCUS Fee2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05985.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05984.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 Adding Two Self-Trade Prevention (“STP”) Modifiers That May Be Used by Certain Market Participants2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05984.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05983.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Maximum Time Afforded to a Market Maker To Meet Its Market Making Obligations Upon Rejoining the Market After an Excused Withdrawal Under Rule 46192013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05983.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05982.htmlNotice - AIP Series Trust and Morgan Stanley AIP GP LP; Notice of Application2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05982.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05981.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C To Clarify That a Retail Member Organization May Submit Retail Orders to the Retail Liquidity Program in a Riskless Principal Capacity as Well as in an Agency Capacity2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05981.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05980.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Clarify That a Retail Member Organization May Submit Retail Orders to the Retail Liquidity Program in a Riskless Principal Capacity as Well as in an Agency Capacity2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05980.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/15/2013-05979.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-03-15T00:00:00-07:002013-03-15T00:00:00-07:002013-05979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-15/pdf/2013-05979.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05894.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05894.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05893.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05893.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05892.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05892.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05890.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to MSRB Form RTRS2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05890.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05889.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Obvious and Catastrophic Errors Rule2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05889.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05886.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05886.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05885.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05885.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05884.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05884.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05883.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05883.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05882.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05882.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05881.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Fee Schedule Governing Order Routing for the NASDAQ OMX PSX Facility2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05881.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05879.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05879.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05878.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Article 1, Rule 2 (Order Types and Conditions); Article 20, Rule 4 (Eligible Orders); and Article 20, Rule 6 (Locked and Crossed Markets) To Modify the Operation of the CHX Only Order Type and Post Only Order Modifier2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05878.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05877.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on BX Options, Section 6, Obvious Errors2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05877.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05866.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations2013-03-14T00:00:00-07:002013-03-14T00:00:00-07:002013-05866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05866.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05759.htmlNotice - Blackstone Alternative Investment Funds, et al.; Notice of Application2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05759.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05758.htmlNotice - Exchange Traded Concepts Trust, et al.; Notice of Application2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05758.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05754.htmlNotice - Proposed Collection Comment Request2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05754.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05753.htmlNotice - Submission for OMB Review Comment Request2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05753.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05751.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05751.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05749.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Listing and Trading of the Shares of the First Trust Senior Loan Fund of First Trust Exchange-Traded Fund IV2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05749.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05743.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05743.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05742.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05742.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05741.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05741.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05740.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05740.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05735.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Current Mid-Point Test Applied to the Definition of Theoretical Price2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05735Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05735.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05734.htmlNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fee Schedule Governing Order Routing2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05734.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05719.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection)2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05719.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05717.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF Under NYSE Arca Equities Rule 8.6002013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05717Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05717.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05716.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Inc. Fee Schedule To Increase the Gross FOCUS Fee2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05716.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05715.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05715.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/13/2013-05714.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Routing2013-03-13T00:00:00-07:002013-03-13T00:00:00-07:002013-05714Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-13/pdf/2013-05714.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05762.htmlNotice - Sunshine Act Meeting2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05762.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05729.htmlNotice - In the Matter of: Endeavor Power Corp.; Order of Suspension of Trading2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05729.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05635.htmlNotice - Joint Industry Plan; Notice of Filing of the Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05635.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05634.htmlNotice - Order Granting a Temporary Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 From the Filing Deadline Specified in Rule 613(a)(1) of the Exchange Act2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05634.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05584.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05584.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05583.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05583.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05573.htmlNotice - Proposed Collection; Comment Request2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05573.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05572.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing of Foreign Exchange Transactions2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05572.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05571.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS Options Market Maker Obligation Rule2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05571.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05570.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05570Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05570.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05569.htmlNotice - Proposed Collection; Comment Request2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05569.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05568.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for Managed Data Solutions (MDS)2013-03-12T00:00:00-07:002013-03-12T00:00:00-07:002013-05568Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05568.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05567.htmlNotice - Xytos, Inc.; Order of Suspension of Trading2013-03-11T00:00:00-07:002013-03-11T00:00:00-07:002013-05567Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05567.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05543.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Directed Order Process2013-03-11T00:00:00-07:002013-03-11T00:00:00-07:002013-05543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05543.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05539.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes2013-03-11T00:00:00-07:002013-03-11T00:00:00-07:002013-05539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05539.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05537.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders”2013-03-11T00:00:00-07:002013-03-11T00:00:00-07:002013-05537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05537.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05532.htmlNotice - Sunshine Act Meeting2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05532.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05454.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05454.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05424.htmlNotice - Cohen & Steers Real Assets Fund, Inc., et al.; Notice of Application2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05424.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05423.htmlNotice - The Advisors' Inner Circle Fund, et al.; Notice of Application2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05423.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05420.htmlNotice - Submission for OMB Review; Comment Request2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05420.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05419.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting Exchange Rule 953.1NY To Provide for How the Exchange Proposes To Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 953NY To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05419.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05418.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A To Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05418.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05417.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Long-Term Index Options2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05417.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05415.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05415.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05414.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Assess a Fee for the Limit Locator Service2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05414.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05413.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05413.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05412.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Implement a Revised Method of Calculating Clearing Members' Respective Contributions to OCC's Clearing Fund2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05412.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05409.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05409.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05408.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Mini Options2013-03-08T00:00:00-08:002013-03-08T00:00:00-08:002013-05408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05408.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05283.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding an Increase of CME Corporate Contribution to Interest Rate Swaps Financial Safeguards Package2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05283.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05282.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05282.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05247.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05247.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05242.htmlNotice - Topaz Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05242.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05241.htmlNotice - Topaz Exchange, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05241.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05238.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Midpoint-Seeker Order and Amend Rule 11.3(c) Regarding Rounding of Sub-Penny Midpoint Executions2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05238Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05238.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05222.htmlNotice - Duties of Brokers, Dealers, and Investment Advisers2013-03-07T00:00:00-08:002013-03-07T00:00:00-08:002013-05222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05222.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/06/2013-05167.htmlNotice - Forward Funds, et al.; Notice of Application2013-03-06T00:00:00-08:002013-03-06T00:00:00-08:002013-05167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-06/pdf/2013-05167.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/06/2013-05166.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the MIAX Top of Market (“ToM”) Data Product2013-03-06T00:00:00-08:002013-03-06T00:00:00-08:002013-05166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-06/pdf/2013-05166.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/06/2013-05124.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Fourteen Series of the iShares Trust Under NYSE Arca Equities Rule 8.6002013-03-06T00:00:00-08:002013-03-06T00:00:00-08:002013-05124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-06/pdf/2013-05124.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/06/2013-05123.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Transaction Fees for Options on Treasury Securities2013-03-06T00:00:00-08:002013-03-06T00:00:00-08:002013-05123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-06/pdf/2013-05123.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05147.htmlNotice - Southern USA Resources, Inc., Order of Suspension of Trading2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05147.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05089.htmlNotice - Sunshine Act Meetings2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05089.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05026.htmlNotice - Triangle Capital Corporation; Notice of Application2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05026.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05019.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relocating Certain Futures and Options Trading Conducted on ICE Futures U.S. From Rented Space at the New York Mercantile Exchange to the Exchange's Facilities at 20 Broad Street and Amending NYSE Rule 6A, Which Defines the Terms “Trading Floor” and “NYSE Amex Options Trading Floor”2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05019.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05018.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relocating Certain Futures and Options Trading Conducted on ICE Futures U.S. From Rented Space at the New York Mercantile Exchange to the Exchange's Facilities at 20 Broad Street and Amending Rule 6A-Equities, Which Defines the Terms “Trading Floor” and “NYSE Amex Options Trading Floor”2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05018.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05012.htmlNotice - Market Vectors ETF Trust, et al.; Notice of Application2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05012.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05004.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in Connection With the Implementation of the National Market System Plan To Address Extraordinary Market Volatility2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05004.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05003.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in Connection With the Implementation of the National Market System Plan To Address Extraordinary Market Volatility2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-05003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05003.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04993.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-04993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04993.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04992.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-04992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04992.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04991.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-04991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04991.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04990.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-04990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04990.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04931.htmlRule - Adjustments to Civil Monetary Penalty Amounts2013-03-05T00:00:00-08:002013-03-05T00:00:00-08:002013-04931Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04931.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/04/2013-04987.htmlNotice - Sunshine Act Meetings2013-03-04T00:00:00-08:002013-03-04T00:00:00-08:002013-04987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-04/pdf/2013-04987.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/04/2013-04917.htmlNotice - Public Availability of the Securities and Exchange Commission's FY 2012 Service Contract Inventory2013-03-04T00:00:00-08:002013-03-04T00:00:00-08:002013-04917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-04/pdf/2013-04917.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/04/2013-04857.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C22013-03-04T00:00:00-08:002013-03-04T00:00:00-08:002013-04857Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-04/pdf/2013-04857.pdf