<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/28?registers=between Tue, 10 Jun 2025 12:15:07 -0700 Tue, 10 Jun 2025 12:15:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/28?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07222.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07222.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07222 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07222.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07214.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07214.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07214 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07214.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 4626-Limitation of Liability https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07192.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07192.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07192 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07192.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07191.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07191.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07191 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07191.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Net and Bilaterally Offset Aggregated Receive and Deliver Settlement Obligations for Special Trades, and To Use Current Market Price as the Uniform Settlement Price for Net Balance Orders https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07185.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07185.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07185 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07185.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07184.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07184.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07184 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07184.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3100 https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07183.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07183.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07183 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07183.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07182.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07182.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07182 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07182.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide the Ability To Prevent Zero Display Reserve Orders From Executing in a Locked Market https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07179.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07179.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07179 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07179.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Fee for Use of FIX and OUCH Trading Ports for Testing https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07178.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07178.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07178 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07178.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing Proposed Rule Changes Regarding Central Counterparty Resolution and Recovery Procedures https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07177.html https://regulations.justia.com/regulations/fedreg/2013/03/28/2013-07177.html Thu, 28 Mar 2013 00:00:00 -0700 2013-07177 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-28/pdf/2013-07177.pdf