Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/27?limit=200®isters=between&mode=atom2024-12-22T00:02:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07062Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07062.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.htmlNotice - ING Life Insurance and Annuity Company, et al; Notice of Application2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07012.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07011.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07010.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07009.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07008.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07007.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07006.pdfhttps://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security2013-03-27T00:00:00-07:002013-03-27T00:00:00-07:002013-07005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07005.pdf