<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/26?registers=between Sat, 24 May 2025 03:26:09 -0700 Sat, 24 May 2025 03:26:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/26?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06885.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06885.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06885 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06885.pdf Notice - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the NASDAQ Stock Market LLC Market Quality Program Pilot Pursuant to Regulation M Rule 102(e) https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06884.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06884.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06884 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06884.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06882.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06882.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06882 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06882.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt a Price/Display/Time Priority Algorithm, Permit the Registration of Market Makers, and Amend the Order Types Available on PSX https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06880.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06880.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06880 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06880.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06879.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06879.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06879 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06879.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Add Provisions to the By-Laws To Facilitate the Use of the Stock Loan/Hedge Program by Canadian Clearing Members https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06878.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06878.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06878.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Liquidity Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06877.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06877.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06877 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06877.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06876.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06876.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06876 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06876.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Interpretive Material to Rule 7080 in Connection With the Implementation of the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06875.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06875.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06875 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06875.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06790.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06790.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06790 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06790.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06789.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06789.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06789 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06789.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Establishing a Program for PSX Managed Data Solutions (MDS) https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06788.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06788.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06788 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06788.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt MIAX Rule 530, Limit Up-Limit Down https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06787.html https://regulations.justia.com/regulations/fedreg/2013/03/26/2013-06787.html Tue, 26 Mar 2013 00:00:00 -0700 2013-06787 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-26/pdf/2013-06787.pdf