<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/20?registers=between Wed, 21 May 2025 12:15:45 -0700 Wed, 21 May 2025 12:15:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/20?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Price Improvement Period (“PIP”) Rule 7150 https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06402.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06402.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06402 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06402.pdf Notice - Global X Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06401.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06401.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06401 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06401.pdf Notice - Krane Funds Advisors LLC., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06399.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06399.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06399 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06399.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06397.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06397.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06397 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06397.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06396.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06396.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06396 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06396.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06394.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06394.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06394 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06394.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06393.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06393.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06393 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06393.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06392.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06392.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06392 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06392.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services With Respect to the Retail Order Tier https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06353.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06353.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06353 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06353.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06319.html https://regulations.justia.com/regulations/fedreg/2013/03/20/2013-06319.html Wed, 20 Mar 2013 00:00:00 -0700 2013-06319 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-20/pdf/2013-06319.pdf