<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/18?registers=between Tue, 10 Jun 2025 06:18:41 -0700 Tue, 10 Jun 2025 06:18:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/18?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a Technical or Systems Issue Occurs, and To Describe the Operation of Linkage Handler Error Accounts https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06158.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06158.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06158 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06158.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Reflect Regulatory Fees Related To the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06157.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06157.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06157 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06157.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Reportable Position Reporting of Security Futures by Non-Trading Privilege Holders https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06156.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06156.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06156 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06156.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operation of Market Orders for BATS Options https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06155.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06155.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06155 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06155.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Chapter V, Section 3(d) and (e) https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06153.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06153.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06153 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06153.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Chapter V, Section 3(d) and (e) https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06152.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06152.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06152 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06152.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Exchange Rule 1047(f) and (g) for Limit Up/Limit Down Situations https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06150.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06150.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06150.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC; Order Granting Accelerated Approval of Proposed Rule Changes To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Underlying Security https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06121.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06121.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06121 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06121.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06120.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06120.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06120 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06120.pdf Notice - Renaissance Capital Greenwich Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06119.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06119.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06119 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06119.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services To Reduce the Floor Broker Rebate for Qualified Contingent Cross Transactions https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06108.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06108.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06108 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06108.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06088.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06088.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06088 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06088.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Suspend Certain Market Maker Quotation Requirements and To Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the ISE https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06087.html https://regulations.justia.com/regulations/fedreg/2013/03/18/2013-06087.html Mon, 18 Mar 2013 00:00:00 -0700 2013-06087 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-18/pdf/2013-06087.pdf