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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/14?registers=between
Wed, 08 Jan 2025 18:37:26 -0800Wed, 08 Jan 2025 18:37:26 -0800Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/14?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05894.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05894.htmlThu, 14 Mar 2013 00:00:00 -07002013-05894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05894.pdfNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05893.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05893.htmlThu, 14 Mar 2013 00:00:00 -07002013-05893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05893.pdfNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05892.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05892.htmlThu, 14 Mar 2013 00:00:00 -07002013-05892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05892.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to MSRB Form RTRS
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05890.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05890.htmlThu, 14 Mar 2013 00:00:00 -07002013-05890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05890.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Obvious and Catastrophic Errors Rule
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05889.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05889.htmlThu, 14 Mar 2013 00:00:00 -07002013-05889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05889.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05886.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05886.htmlThu, 14 Mar 2013 00:00:00 -07002013-05886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05886.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05885.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05885.htmlThu, 14 Mar 2013 00:00:00 -07002013-05885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05885.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05884.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05884.htmlThu, 14 Mar 2013 00:00:00 -07002013-05884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05884.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05883.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05883.htmlThu, 14 Mar 2013 00:00:00 -07002013-05883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05883.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05882.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05882.htmlThu, 14 Mar 2013 00:00:00 -07002013-05882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05882.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Fee Schedule Governing Order Routing for the NASDAQ OMX PSX Facility
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05881.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05881.htmlThu, 14 Mar 2013 00:00:00 -07002013-05881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05881.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05879.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05879.htmlThu, 14 Mar 2013 00:00:00 -07002013-05879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05879.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Article 1, Rule 2 (Order Types and Conditions); Article 20, Rule 4 (Eligible Orders); and Article 20, Rule 6 (Locked and Crossed Markets) To Modify the Operation of the CHX Only Order Type and Post Only Order Modifier
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05878.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05878.htmlThu, 14 Mar 2013 00:00:00 -07002013-05878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05878.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on BX Options, Section 6, Obvious Errors
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05877.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05877.htmlThu, 14 Mar 2013 00:00:00 -07002013-05877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05877.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05866.html
https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05866.htmlThu, 14 Mar 2013 00:00:00 -07002013-05866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05866.pdf