<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/12?registers=between Wed, 21 May 2025 19:00:55 -0700 Wed, 21 May 2025 19:00:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05762.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05762.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05762 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05762.pdf Notice - In the Matter of: Endeavor Power Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05729.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05729.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05729 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05729.pdf Notice - Joint Industry Plan; Notice of Filing of the Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05635.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05635.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05635 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05635.pdf Notice - Order Granting a Temporary Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 From the Filing Deadline Specified in Rule 613(a)(1) of the Exchange Act https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05634.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05634.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05634.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05584.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05584.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05584 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05584.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05583.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05583.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05583 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05583.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05573.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05573.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05573.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing of Foreign Exchange Transactions https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05572.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05572.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05572.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS Options Market Maker Obligation Rule https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05571.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05571.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05571.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05570.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05570.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05570.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05569.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05569.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05569.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for Managed Data Solutions (MDS) https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05568.html https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05568.html Tue, 12 Mar 2013 00:00:00 -0700 2013-05568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05568.pdf