<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/11?registers=between Wed, 13 Aug 2025 14:36:11 -0700 Wed, 13 Aug 2025 14:36:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/11?registers=between Notice - Xytos, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05567.html https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05567.html Mon, 11 Mar 2013 00:00:00 -0700 2013-05567 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05567.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Directed Order Process https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05543.html https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05543.html Mon, 11 Mar 2013 00:00:00 -0700 2013-05543 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05543.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05539.html https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05539.html Mon, 11 Mar 2013 00:00:00 -0700 2013-05539 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05539.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05537.html https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05537.html Mon, 11 Mar 2013 00:00:00 -0700 2013-05537 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05537.pdf