<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/07?registers=between Thu, 22 May 2025 11:50:47 -0700 Thu, 22 May 2025 11:50:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/07?registers=between Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding an Increase of CME Corporate Contribution to Interest Rate Swaps Financial Safeguards Package https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05283.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05283.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05283 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05283.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05282.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05282.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05282 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05282.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05247.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05247.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05247 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05247.pdf Notice - Topaz Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05242.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05242.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05242 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05242.pdf Notice - Topaz Exchange, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05241.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05241.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05241 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05241.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Midpoint-Seeker Order and Amend Rule 11.3(c) Regarding Rounding of Sub-Penny Midpoint Executions https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05238.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05238.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05238 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05238.pdf Notice - Duties of Brokers, Dealers, and Investment Advisers https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05222.html https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05222.html Thu, 07 Mar 2013 00:00:00 -0800 2013-05222 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05222.pdf