<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/05?registers=between Sun, 25 May 2025 00:35:16 -0700 Sun, 25 May 2025 00:35:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/05?registers=between Notice - Southern USA Resources, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05147.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05147.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05147.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05089.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05089.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05089 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05089.pdf Notice - Triangle Capital Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05026.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05026.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05026 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05026.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relocating Certain Futures and Options Trading Conducted on ICE Futures U.S. From Rented Space at the New York Mercantile Exchange to the Exchange's Facilities at 20 Broad Street and Amending NYSE Rule 6A, Which Defines the Terms “Trading Floor” and “NYSE Amex Options Trading Floor” https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05019.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05019.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05019.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relocating Certain Futures and Options Trading Conducted on ICE Futures U.S. From Rented Space at the New York Mercantile Exchange to the Exchange's Facilities at 20 Broad Street and Amending Rule 6A-Equities, Which Defines the Terms “Trading Floor” and “NYSE Amex Options Trading Floor” https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05018.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05018.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05018.pdf Notice - Market Vectors ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05012.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05012.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05012.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in Connection With the Implementation of the National Market System Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05004.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05004.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05004 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05004.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in Connection With the Implementation of the National Market System Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05003.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-05003.html Tue, 05 Mar 2013 00:00:00 -0800 2013-05003 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-05003.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04993.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04993.html Tue, 05 Mar 2013 00:00:00 -0800 2013-04993 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04993.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04992.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04992.html Tue, 05 Mar 2013 00:00:00 -0800 2013-04992 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04992.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04991.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04991.html Tue, 05 Mar 2013 00:00:00 -0800 2013-04991 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04991.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust and U.S. Equity High Volatility Put Write Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04990.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04990.html Tue, 05 Mar 2013 00:00:00 -0800 2013-04990 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04990.pdf Rule - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04931.html https://regulations.justia.com/regulations/fedreg/2013/03/05/2013-04931.html Tue, 05 Mar 2013 00:00:00 -0800 2013-04931 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-03-05/pdf/2013-04931.pdf