<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/01?registers=between Sun, 22 Jun 2025 12:17:32 -0700 Sun, 22 Jun 2025 12:17:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/03/01?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rules in Accordance With the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04796.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04796.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04796 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04796.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees to C2 https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04795.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04795.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04795 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04795.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 8, Rule 13, Which, Among Other Things, Prohibits Deceptive and Other Abusive Telemarketing Acts or Practices, To Correct a Citation Error https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04788.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04788.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04788 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04788.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04768.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04768.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04768 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04768.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04753.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04753.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04753.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Amendment No. 2 and Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04750.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04750.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04750 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04750.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04749.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04749.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04749 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04749.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04748.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04748.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04748 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04748.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to C2 https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04747.html https://regulations.justia.com/regulations/fedreg/2013/03/01/2013-04747.html Fri, 01 Mar 2013 00:00:00 -0800 2013-04747 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-01/pdf/2013-04747.pdf