<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/26?registers=between Sun, 22 Dec 2024 05:04:56 -0800 Sun, 22 Dec 2024 05:04:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/26?registers=between Notice - In the Matter of Digital Video Systems, Inc., Geocom Resources, Inc., and GoldMountain Exploration Corp., and Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation) https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04506 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04506.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., an Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04369 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04369.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise Market Maker Obligations Regarding the Opening Process on the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04368 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04367 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04367.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04366 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04366.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04360 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04360.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Enhance the Functionality Offered on Its Options Floor Broker Management System (“FBMS”) by, Among Other Things, Automating Functions Currently Performed by Floor Brokers https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04359 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04359.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04358 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04358.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Enhanced Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04357 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04357.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, the Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04356 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04356.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04350 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04350.pdf