<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/22?registers=between Sun, 22 Dec 2024 05:32:24 -0800 Sun, 22 Dec 2024 05:32:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/22?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04133 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04133.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Adopt a Waiver Process for the Continuing Membership Application Fee and Amend NASD Rules 1013 and 1017 To Provide for a Refund of the Application Fee for the Withdrawal of a New Member or Continuing Membership Application https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04101.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04100.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04098.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04097.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Establish the Retail Price Improvement Program on a Pilot Basis until 12 Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04096.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and to Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04092 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04092.pdf Notice - Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program for an Additional Fourteen Months https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04014.pdf Notice - UBS AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04013.pdf