<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/20?registers=between Mon, 09 Jun 2025 09:31:14 -0700 Mon, 09 Jun 2025 09:31:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/20?registers=between Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html Wed, 20 Feb 2013 00:00:00 -0800 C1-2013-02624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/C1-2013-02624.pdf Notice - Emerging Global Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03822.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03821.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03820.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03819.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03818.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03817.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03816.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03793 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03793.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2013 https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03753.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03752.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03752.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03752 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03752.pdf