Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/20?limit=200&registers=between&mode=atom 2024-12-22T06:44:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 C1-2013-02624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/C1-2013-02624.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html Notice - Emerging Global Advisors, LLC, et al.; Notice of Application 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03822.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03821.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03820.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03819.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03818.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03817.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03816.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03793 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03793.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2013 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03791.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03753.pdf https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03752.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution 2013-02-20T00:00:00-08:00 2013-02-20T00:00:00-08:00 2013-03752 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03752.pdf