<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/19?registers=between Sun, 22 Dec 2024 05:51:58 -0800 Sun, 22 Dec 2024 05:51:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/19?registers=between Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03829.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03829.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03829 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03829.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03706.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03706.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03706 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03706.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03690.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03690.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03690 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03690.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Measure Used To Determine Whether the Price of a Stock Is Equal to or Greater Than One Dollar Under Rule 4120(a)(11) https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03687.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03687.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03687 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03687.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03686.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03686.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03686 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03686.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03685.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03685.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03685 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03685.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates To Add Liquidity in Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03684.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03684.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03684 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03684.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03683.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03683.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03683 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03683.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03682.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03682.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03682 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03682.pdf