<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/14?registers=between Sun, 22 Dec 2024 05:06:45 -0800 Sun, 22 Dec 2024 05:06:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/14?registers=between Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03447.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03447.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03447.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03426.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03426.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03426.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit Inbound Orders Routed by Nasdaq Execution Services LLC From the NASDAQ OMX BX Equities Market and NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03411.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03411.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03411.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03410.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03410.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03410.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03409.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03409.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03409 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03409.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03408.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03408.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03408 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03408.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program To Receive Inbound Equities Orders From PSX Through NES https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03397.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03397.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03397 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03397.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit PSX To Accept Inbound Orders Routed by Nasdaq Execution Services LLC From the BX Equities Market https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03396.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03396.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03396 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03396.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change To Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, To List and Trade a P.M.-Settled S&P 500 Index Option Product https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03395.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03395.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03395 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03395.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03394.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03394.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03394 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03394.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03393.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03393.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03393 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03393.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03392.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03392.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03392 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03392.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03391.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03391.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03391 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03391.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Fees in Section II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03390.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03390.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03390 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03390.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03389.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03389.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03389 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03389.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C-Equities To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03388.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03388.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03388 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03388.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03387.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03387.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03387 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03387.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Permit the Minimum Price Variation for Mini-Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03386.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03386.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03386 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03386.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03385.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03385.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03385 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03385.pdf