<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/13?registers=between Wed, 11 Jun 2025 11:30:20 -0700 Wed, 11 Jun 2025 11:30:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/13?registers=between Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Short Term Options Series Program https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03278 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03278.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Legal Segregation With Operational Commingling https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03277 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03276 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03276.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating New York Block Exchange and Contemporaneously Delete the Text of Rule 1600, Which Governs NYBX Functionality https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03275 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03274 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03274.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03273 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03273.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03272 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03272.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03271.pdf Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03214 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03214.pdf