Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/13?limit=200®isters=between&mode=atom2024-12-22T05:11:57-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Short Term Options Series Program2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03304.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.6002013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03278.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Legal Segregation With Operational Commingling2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03277.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.6002013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03276.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating New York Block Exchange and Contemporaneously Delete the Text of Rule 1600, Which Governs NYBX Functionality2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03275.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03274.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.htmlNotice - Submission for OMB Review; Comment Request2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03273.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.htmlNotice - Proposed Collection; Comment Request2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03272.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.htmlNotice - Proposed Collection; Comment Request2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03271Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03271.pdfhttps://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.htmlNotice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment2013-02-13T00:00:00-08:002013-02-13T00:00:00-08:002013-03214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03214.pdf