<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/12?registers=between Wed, 21 May 2025 22:20:08 -0700 Wed, 21 May 2025 22:20:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03254.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03254.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03254.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.20B To Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03190.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03190.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03190 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03190.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Individual Stock Trading Pause Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03189.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03189.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03189 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03189.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Individual Stock Trading Pause Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03188.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03188.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03188 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03188.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 2, Which Provides for, Among Other Things, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03187.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03187.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03187 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03187.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03186.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03186.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03186 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03186.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the Purpose of Amending Rule 7014(g) https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03185.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03185.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03185 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03185.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Restore Certain Requirements That Were Inadvertently Deleted From Rule 5815 Relating to a Staff Delisting Determination, Public Reprimand Letter, or Written Denial of a Listing Application https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03107.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03107.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03107 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03107.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism From One Second to 500 Milliseconds https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03106.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03106.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03106 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03106.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03105.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03105.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03105 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03105.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the “Late Report-T+N” Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03104.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03104.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03104 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03104.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03103.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03103.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03103 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03103.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03102.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03102.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03102 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon As Practicable, But No Later Than 10 Seconds, Following Execution https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03101.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03101.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03101.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Limit Locator Service Offered at No Cost to Subscribing Members https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03100.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03100.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03100.pdf Notice - Self-Regulatory Organizations; NASDAQ OMS BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Routing Functionality to the NASDAQ OMX BX Equities Market https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03099.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03099.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03099.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Routing Functionality to the NASDAQ System https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03098.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03098.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03098.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Routing Functionality of the NASDAQ OMX PSX Market https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03097.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03097.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03097.pdf