<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/11?registers=between Fri, 23 May 2025 14:38:00 -0700 Fri, 23 May 2025 14:38:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/11?registers=between Notice - Notice of Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-03072.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-03072.html Mon, 11 Feb 2013 00:00:00 -0800 2013-03072 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-03072.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed (“HSVF”), Available to All Market Participants https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02999.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02999.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02999 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02999.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02954.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02954.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02954 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02954.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02953.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02953.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02953 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02953.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02952.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02952.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02952 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02952.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02951.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02951.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02951 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02951.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02950.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02950.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02950 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02950.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02949.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02949.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02949 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02949.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02923.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02923.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02923 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02923.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to [sic] Proposes To Delay the Operative Date of a Rule Change to Exchange Rule 133 https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02798.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02798.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02798 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02798.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating [sic] to Delay the Operative Date of a Rule Change to Exchange Rule 4121 https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02797.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02797.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02797 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02797.pdf