<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/04?registers=between Sat, 03 May 2025 08:32:50 -0700 Sat, 03 May 2025 08:32:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/02/04?registers=between Notice - Allianz Variable Insurance Products Fund of Funds Trust, et al.; https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02304.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02304.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02304.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4756 and Rule 4763 Regarding Modification of Previously Entered Orders https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02303.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02303.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02303 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02303.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Market Maker Fees https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02302.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02302.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02302 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02302.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02301.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02301.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02301 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02301.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Revise Qualification Thresholds for Tiered Customer Posting Credits https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02300.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02300.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02300 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02300.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule Change To Clear Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02299.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02299.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02299 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02299.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of Discretionary Orders for BATS Options https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02298.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02298.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02298 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02298.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02297.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02297.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02297 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02297.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02291.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02291.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02291 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02291.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted To The Retail Liquidity Program Will Qualify As “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02290.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02290.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02290 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02290.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C-Equities To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Liquidity Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02289.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02289.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02289 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02289.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides For Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02288.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02288.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02288 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02288.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02287.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02287.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02287 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02287.pdf Rule - Extension of Exemptions for Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02191.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02191.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02191 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02191.pdf