<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/30?registers=between Fri, 02 May 2025 22:47:42 -0700 Fri, 02 May 2025 22:47:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/30?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Member Liability for Payment Obligations to the Clearing House https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01993.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01993.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01993 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01993.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01984.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01984.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01984 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01984.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01983.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01983.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01983 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01983.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01982.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01982.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01982 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01971.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01971.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01971 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01971.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt MIAX Rule 319 Relating to Proxy Voting https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01970.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01970.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01970 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01970.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01969.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01969.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01969.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01938.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01938.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01938 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01938.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01937.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01937.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01937 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01937.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01936.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01936.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01936.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01935.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01935.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01935 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01935.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01934.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01934.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01934.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B To Provide How the Trigger Price Will Be Calculated if Trading Is Interrupted Because of a Systems or Technical Issue and Is Not Restored During the Trading Day https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01933.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01933.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01933.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5710 https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01932.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01932.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01932.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01931.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01931.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01931.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01930.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01930.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01930 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01930.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01929.html https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01929.html Wed, 30 Jan 2013 00:00:00 -0800 2013-01929 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01929.pdf