Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/30?limit=200®isters=between&mode=atom2024-12-22T10:52:22-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01993.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Member Liability for Payment Obligations to the Clearing House2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01993.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01984.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01984.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01983.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01983.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01982.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01982.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01971.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01971.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01970.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt MIAX Rule 319 Relating to Proxy Voting2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01970.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01969.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01969.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01938.htmlNotice - Proposed Collection; Comment Request2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01938.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01937.htmlNotice - Proposed Collection; Comment Request2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01937.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01936.htmlNotice - Proposed Collection; Comment Request2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01936.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01935.htmlNotice - Submission for OMB Review; Comment Request2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01935.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01934.htmlNotice - Proposed Collection; Comment Request2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01934.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01933.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B To Provide How the Trigger Price Will Be Calculated if Trading Is Interrupted Because of a Systems or Technical Issue and Is Not Restored During the Trading Day2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01933.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01932.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 57102013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01932.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01931.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01931.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01930.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01930.pdfhttps://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01929.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities2013-01-30T00:00:00-08:002013-01-30T00:00:00-08:002013-01929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01929.pdf