<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/29?registers=between Sat, 03 May 2025 05:04:32 -0700 Sat, 03 May 2025 05:04:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/29?registers=between Notice - In the Matter of Largo Vista Group, Ltd., Montavo, Inc., OBN Holdings, Inc., PrepaYd, Inc., Ready Welder Corp., and Snowdon Resources Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01964.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01964.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01964.pdf Notice - Order of Suspension of Trading; In the Matter of Law Enforcement Associates Corp., Matrixx Resource Holdings, Inc., Mortgage Assistance Center Corp., Sino Shipping Holdings, Inc., Sonnen Corp., Superior Oil & Gas Co., Tekoil & Gas Corp., Trend Mining Co., and Unico, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01963.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01963.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01963 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01963.pdf Notice - Order of Suspension of Trading; In the Matter of Medis Technologies Ltd., Modern Medical Modalities Corp., National Datacomputer, Inc., New Media Lottery Services, Inc., Sino-Bon Entertainment, Inc., Tamir Biotechnology, Inc., and Techmedia Advertising, Inc., https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01962.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01962.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01962 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01962.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01960.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01960.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01960 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01960.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01841.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01841.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01841 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01841.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01840.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01840.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01840 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01840.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 107C To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders in a Non-RLP Capacity for Securities to Which the RLP Is Not Assigned https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01839.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01839.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01839 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01839.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01811.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01811.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01811 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01811.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend Rule 4626-Limitation of Liability https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01810.html https://regulations.justia.com/regulations/fedreg/2013/01/29/2013-01810.html Tue, 29 Jan 2013 00:00:00 -0800 2013-01810 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-29/pdf/2013-01810.pdf