<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/25?registers=between Sun, 22 Dec 2024 10:25:51 -0800 Sun, 22 Dec 2024 10:25:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/25?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01496.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01496.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01496 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01496.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements) https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01495.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01495.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01495 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01495.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01494.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01494.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01494 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01494.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01493.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01493.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01493 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01493.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01492.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01492.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01492 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01492.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01491.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01491.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01491 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01491.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01490.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01490.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01490 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01490.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01489.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01489.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01489 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01489.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Until 12 Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01488.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01488.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01488 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01488.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious and Catastrophic Error Rule https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01487.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01487.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01487 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01487.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of FINRA Rule 5350 (Stop Orders) https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01486.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01486.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01486 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01486.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01485.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01485.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01485 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01485.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Advance Notice To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01484.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01484.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01484 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01484.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01483.html https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01483.html Fri, 25 Jan 2013 00:00:00 -0800 2013-01483 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01483.pdf