<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/22?registers=between Sun, 25 May 2025 08:16:35 -0700 Sun, 25 May 2025 08:16:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01271.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01271.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01271.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01270.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01270.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01270 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01270.pdf Notice - Order of Suspension of Trading; in the Matter of Medex, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01247.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01247.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01247 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01247.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Provides an Exception to NYSE Rule 2B by Permitting the Exchange's Equity Ownership Interest in BIDS Holdings L.P. https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01173.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01173.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01173 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01173.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01114.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01114.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01114 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01114.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01113.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01113.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01113 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01113.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01112.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01112.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01112 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01112.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01111.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01111.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01111 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01111.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 3, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01110.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01110.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01110 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01110.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Listing Rules for Compensation Committees To Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01109.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01109.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01109 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01109.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01108.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01108.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01108 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01108.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Amend the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Act and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01107.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01107.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01107 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01107.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01106.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01106.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01106 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01106.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Listing Rules for Compensation Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01105.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01105.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01105 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01105.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To Amend the Listing Rules for Compensation Committees To Comply With Securities Exchange Act Rule 10C-1 and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01104.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01104.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01104 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01104.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01078.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01078.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01078 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01078.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Section 3.5 of the OPRA Plan https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01077.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01077.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01077 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01077.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Operative Date of Recent Changes Made to Rules 4613(a)(2)(F) and (G), and Rule 4751(f)(15) https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01076.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01076.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01076 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01076.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Amending Its Price With Respect to Regulatory Fees Related to the Continuing Education Regulatory Element, Certain Examinations and Central Registration Depository, Which Are Collected By the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01075.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01075.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01075 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01075.pdf Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01053.html https://regulations.justia.com/regulations/fedreg/2013/01/22/2013-01053.html Tue, 22 Jan 2013 00:00:00 -0800 2013-01053 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-01-22/pdf/2013-01053.pdf