<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/17?registers=between Tue, 10 Jun 2025 12:04:32 -0700 Tue, 10 Jun 2025 12:04:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00975.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00975.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00975.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Historical Research and Administrative Report Fee and Related NASDAQ Rule 7022 Revisions https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00922.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00922.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00922 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00922.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Amending the Listed Company Manual Section 204.00 To Create a Uniform Method for a Company To Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and To Make Conforming Changes https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00876.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00876.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00876 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00876.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00875.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00875.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00875 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00875.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure To Revise the Public Arbitrator Definition https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00874.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00874.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00874 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00874.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00873.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00873.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00873 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00873.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00872.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00872.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00872 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00872.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00871.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00871.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00871 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00871.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00870.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00870.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00870 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00870.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify NASDAQ's Order Execution Rebates and Investor Support Program https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00869.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00869.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00869 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00869.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Fees Assessed for Certain Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00868.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00868.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00868 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00868.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00867.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00867.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00867 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00867.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00772.html https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00772.html Thu, 17 Jan 2013 00:00:00 -0800 2013-00772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00772.pdf