Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/17?limit=200&registers=between&mode=atom 2024-12-22T11:51:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00975.html Notice - Sunshine Act Meeting 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00975.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00922.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Historical Research and Administrative Report Fee and Related NASDAQ Rule 7022 Revisions 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00922 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00922.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00876.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Amending the Listed Company Manual Section 204.00 To Create a Uniform Method for a Company To Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and To Make Conforming Changes 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00876 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00876.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00875.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Minor Rule Violations 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00875 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00875.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00874.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Customer and Industry Codes of Arbitration Procedure To Revise the Public Arbitrator Definition 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00874 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00874.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00873.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00873 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00873.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00872.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00872 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00872.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00871.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00871 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00871.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00870.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00870 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00870.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00869.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify NASDAQ's Order Execution Rebates and Investor Support Program 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00869 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00869.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00868.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Fees Assessed for Certain Co-Location Services 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00868 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00868.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00867.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Co-Location Services 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00867 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00867.pdf https://regulations.justia.com/regulations/fedreg/2013/01/17/2013-00772.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures 2013-01-17T00:00:00-08:00 2013-01-17T00:00:00-08:00 2013-00772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-17/pdf/2013-00772.pdf