<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/16?registers=between Sat, 03 May 2025 11:06:36 -0700 Sat, 03 May 2025 11:06:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/16?registers=between Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31464.html https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31464.html Wed, 16 Jan 2013 00:00:00 -0800 C1-2012-31464 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/C1-2012-31464.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Its By-Laws and Rules Consistent With Recent System Changes to the Stock Loan/Hedge Program and Market Loan Program and Delete Certain Terms and Provisions No Longer Applicable https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31463.html https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31463.html Wed, 16 Jan 2013 00:00:00 -0800 C1-2012-31463 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/C1-2012-31463.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31462.html https://regulations.justia.com/regulations/fedreg/2013/01/16/C1-2012-31462.html Wed, 16 Jan 2013 00:00:00 -0800 C1-2012-31462 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/C1-2012-31462.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend BATS Rule 14.11, Entitled “Other Securities,” and To List and Trade Shares of Certain ProShares Products https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00796.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00796.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00796 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00796.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1 Thereto, in Connection With a Proposed Change To Enter Into an Unsecured, Committed Credit Agreement https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00795.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00795.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00795 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00795.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Latency Optics Add-on Service to QView https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00791.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00791.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00790.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00790.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00790 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00790.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Codify in the CBOE Stock Exchange Rules a Cross Order Type Tied to a Related Derivative Component https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00789.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00789.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00789 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00789.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Alter Exchange Rules and Fee Schedule Relating to Annual Listing Maintenance Fees https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00771.html https://regulations.justia.com/regulations/fedreg/2013/01/16/2013-00771.html Wed, 16 Jan 2013 00:00:00 -0800 2013-00771 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-16/pdf/2013-00771.pdf