<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/15?registers=between Fri, 02 May 2025 22:04:45 -0700 Fri, 02 May 2025 22:04:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/15?registers=between Notice - Exchange Traded Spreads Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00681.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00681.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00681.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Fees Paid by Participants in the Exchange's Medallion Signature Program From $1,000 per Year to $1,300 per Year https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00679.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00679.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00679 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00679.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00663.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00663.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00663 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00663.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fee https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00662.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00662.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00662 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00662.pdf Notice - J.P. Morgan Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00660.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00660.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00660 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00660.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC Notice; of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00634.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00634.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00634.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00633.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00633.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00633.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00610.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00610.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00610 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00610.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00609.html https://regulations.justia.com/regulations/fedreg/2013/01/15/2013-00609.html Tue, 15 Jan 2013 00:00:00 -0800 2013-00609 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-15/pdf/2013-00609.pdf