<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/10?registers=between Sat, 03 May 2025 23:57:49 -0700 Sat, 03 May 2025 23:57:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/10?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Credits Within the New York Stock Exchange LLC Price List https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00310.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00310.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00310 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00310.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00308.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00308.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00308 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00308.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Related to CBSX To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00307.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00307.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00307 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00307.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00306.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00306.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00306 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00306.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Caps https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00305.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00305.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00305 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00305.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00304.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00304.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00304.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adopt a Trading License Fee for Calendar Year 2013 https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00303.html https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00303.html Thu, 10 Jan 2013 00:00:00 -0800 2013-00303 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00303.pdf