Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/10?limit=200&registers=between&mode=atom 2024-12-22T11:28:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00310.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Credits Within the New York Stock Exchange LLC Price List 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00310 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00310.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00308.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00308 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00308.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00307.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Related to CBSX To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00307 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00307.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00306.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Address the Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00306 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00306.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00305.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Caps 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00305 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00305.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00304.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00304.pdf https://regulations.justia.com/regulations/fedreg/2013/01/10/2013-00303.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adopt a Trading License Fee for Calendar Year 2013 2013-01-10T00:00:00-08:00 2013-01-10T00:00:00-08:00 2013-00303 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-10/pdf/2013-00303.pdf