<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/09?registers=between Wed, 21 May 2025 17:19:04 -0700 Wed, 21 May 2025 17:19:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/09?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/01/09/C1-2012-31120.html https://regulations.justia.com/regulations/fedreg/2013/01/09/C1-2012-31120.html Wed, 09 Jan 2013 00:00:00 -0800 C1-2012-31120 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/C1-2012-31120.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00257.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00257.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00257.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00256.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00256.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00256 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00256.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00255.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00255.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00255 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00255.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00254.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00254.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00254.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00253.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00253.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00253 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00253.pdf Notice - Self-Regulatory Organizations; NASDAQ OX PHLX LLC; Order Approving Proposed Rule Change To Amend Performance Evaluations With Respect to Quote Submissions of Streaming Quote Traders and Remote Streaming Quote Traders https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00201.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00201.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00201 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00201.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt a HAL System https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00200.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00200.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00200 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00200.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00199.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00199.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00199 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00199.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00198.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00198.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00198 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00198.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Technical Corrections to ISE Rules https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00197.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00197.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00197 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00197.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and To Amend NYSE Arca Rule 5.15(a)(1) To Provide That There Are No Position Limits for Options on NDX and MNX https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00196.html https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00196.html Wed, 09 Jan 2013 00:00:00 -0800 2013-00196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00196.pdf