Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/01/08?limit=200&registers=between&mode=atom 2024-12-22T23:37:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/08/C1-2012-31260.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 C1-2012-31260 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/C1-2012-31260.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/C1-2012-30888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 C1-2012-30888 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/C1-2012-30888.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/C1-2012-30887.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 C1-2012-30887 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/C1-2012-30887.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/C1-2012-30886.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 C1-2012-30886 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/C1-2012-30886.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00122.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Enhancements That the Mortgage-Backed Securities Division Intends To Implement to its Services and Certain Other Clarifications and Corrections to Its Rules 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00122 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00122.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00084.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Enhanced Margin Methodology 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00084 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00084.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00083.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Fee Structure as It Relates to Certain Insurance and Retirement Processing Services and To Remove Reference to and the Fees Related to FundSPEED, a Discontinued Service 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00083 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00083.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00082.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market (“Nasdaq”) Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00082 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00082.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00081.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of its Supplemental Liquidity Providers Pilot (Rule 107B) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00081 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00081.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00080.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00080 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00080.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00079.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2013 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00079 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00079.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00078.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot (Rule 107B-Equities) Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or July 31, 2013 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00078 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00078.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2013-00077.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot Options Fees 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2013-00077 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2013-00077.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2012-31674.html Unknown - Unified Agenda of Federal Regulatory and Deregulatory Actions 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2012-31674 Unknown http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2012-31674.pdf https://regulations.justia.com/regulations/fedreg/2013/01/08/2012-31518.html Unknown - Regulatory Flexibility Agenda 2013-01-08T00:00:00-08:00 2013-01-08T00:00:00-08:00 2012-31518 Unknown http://www.gpo.gov/fdsys/pkg/FR-2013-01-08/pdf/2012-31518.pdf