<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/27?registers=between Fri, 17 May 2024 19:12:41 -0700 Fri, 17 May 2024 19:12:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/27?registers=between Notice - Franklin Advisers, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31131.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31131.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31131 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31131.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delivery Procedures To Reflect the Clearing Relationship for ICE Futures U.S. Inc. https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31130.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31130.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31130.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31129.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31129.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31129 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31129.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Letters of Credit or Pass-Through Letters of Credit Deposits From Non-Financial Institution Energy Clearing Members https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31128.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31128.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31128 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31128.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Intra-Day Margin Calling Policy for Energy Clearing Members https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31127.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31127.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31127 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31127.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Position Allocation Methodology for SPAN Margin Calculation Extended to Three Additional Calendar Spread Options https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31126.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31126.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31126 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31126.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position Allocation Methodology to Margin Calculations for Two Additional OTC Spread Swap Futures Contracts https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31125.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31125.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31125 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31125.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31124.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31124.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31124 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31124.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 504(f) To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31123.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31123.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31123 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31123.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31122.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31122.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31122 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31122.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Minor Rule Violation Plan for BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31121.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31121.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31121 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31121.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31120.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31120.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31120 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31120.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Amend Various CBOE Rules Governing Letters of Guarantee and Authorization https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31119.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31119.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31119 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31119.pdf