<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/19?registers=between Tue, 15 Apr 2025 05:21:37 -0700 Tue, 15 Apr 2025 05:21:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/19?registers=between Notice - Spencer Pharmaceutical Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30665.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30665.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30665 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30665.pdf Notice - Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30553.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30553.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30553 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30553.pdf Notice - AllianceBernstein Active ETFs, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30551.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30551.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30551.pdf Notice - The Adams Express Company and Petroleum & Resources Corporation; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30548.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30548.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30548 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30548.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30547.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30547.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30547 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30547.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASDAQ's Fees for Order Execution https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30546.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30546.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30546 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30546.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish Fees for New Optional Wireless Connectivity for Co-Located Clients https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30545.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30545.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30545 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30545.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30503.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30503.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30503 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30503.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Bylaw and Other Changes https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30502.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30502.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30502 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30502.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Bylaw and Other Changes https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30501.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30501.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30501 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30501.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30500.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30500.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30500 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30500.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30499.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30499.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30499 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30499.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30498.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30498.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30498 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30498.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30497.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30497.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30497 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30497.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30496.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30496.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30496 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30496.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30495.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30495.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30495 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30495.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Rule 956.1NY, Which Will Govern the Submission of Automated Trading Data https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30494.html https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30494.html Wed, 19 Dec 2012 00:00:00 -0800 2012-30494 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30494.pdf