<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/14?registers=between Sun, 22 Jun 2025 07:16:19 -0700 Sun, 22 Jun 2025 07:16:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30326.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30326.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30326 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30326.pdf Notice - In the Matter of the Hartcourt Companies, Inc., Hawksdale Financial Visions, Inc. (n/k/a Advanced Medical Institute, Inc.), Healthcare Providers Direct, Inc., Heartland Oil & Gas Corp., Hellenic Solutions Corp., and HIV-VAC, Inc. (n/k/a Grupo International, Inc.); Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30301.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30301.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30301 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30301.pdf Notice - Encore Clean Energy, Inc., Energy & Engine Technology Corp., Equity Media Holdings Corporation, eTotalSource, Inc., Extensions, Inc., Firepond, Inc., and GNC Energy Corporation; Order Withdrawing Trading Suspension as to Extensions, Inc. https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30299.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30299.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30299 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30299.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ Options Market (“NOM”) With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30211.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30211.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30211 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30211.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30169.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30169.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30169.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders when a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30168.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30168.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30168.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30167.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30167.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30167 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30167.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30166.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30166.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30166 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30166.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the iShares Sovereign Screened Global Bond Fund https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30165.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30165.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30165 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30165.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority (“FINRA”) https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30164.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30164.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30164 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30163.html https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30163.html Fri, 14 Dec 2012 00:00:00 -0800 2012-30163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30163.pdf