<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/13?registers=between Sat, 05 Apr 2025 22:37:41 -0700 Sat, 05 Apr 2025 22:37:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/13?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish Optional TRACE Data Delivery Services and Related Fees https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30106.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30106.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30106.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Payment for Order Flow Fees https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30104.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30104.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30104.pdf Notice - T. Rowe Price Associates, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30054.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30054.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30054 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30054.pdf Notice - PNC Capital Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30053.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30053.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30053 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30053.pdf Notice - Lord, Abbett & Co. LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30052.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30052.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30052 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30052.pdf Notice - Hatteras Variable Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30051.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30051.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30051 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30051.pdf Notice - ING Investments, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30050.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30050.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30050 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30050.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30049.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30049.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30049 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30049.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30048.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30048.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30048 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30048.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing And Immediate Effectiveness of Proposed Rule Change to Allow for the Split-Price Priority Provisions to Apply to Open Outcry Trading of Cabinet Trades https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30047.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30047.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30047 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30047.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Modify the NYSE Amex Options Fee Schedule Regarding the Manner in Which Funds From Marketing Charges Are Controlled https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30046.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30046.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30046 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30046.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 903 To Provide That the Exchange May Not List Short Term Option Series Expirations That Coincide With the Expiration of Quarterly Option Series on the Same Class https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30045.html https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30045.html Thu, 13 Dec 2012 00:00:00 -0800 2012-30045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30045.pdf