<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/11?registers=between Sat, 05 Apr 2025 22:19:21 -0700 Sat, 05 Apr 2025 22:19:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/11?registers=between Notice - Mutual of America Life Insurance Company, et al; https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29858.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29858.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29858.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change With Respect to INAV Pegged Orders for ETFs; Correction https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29857.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29857.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29857 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29857.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Expand the Short Term Options Series Program https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29856.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29856.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29856 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29856.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Exchange Rule 6.8 To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29855.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29855.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29855 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29855.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Exchange Rule 904 To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29854.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29854.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29854 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29854.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 472-Equities, Which Addresses Communications With the Public, Adopting New Rule Text To Conform to the Changes Adopted by the Financial Industry Regulatory Authority, Inc. for Research Analysts and Research Reports as Required by the Jumpstart Our Business Startups Act https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29853.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29853.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29853 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 472, Which Addresses Communications With the Public, Adopting New Rule Text To Conform to the Changes Adopted by the Financial Industry Regulatory Authority, Inc. for Research Analysts and Research Reports as Required by the Jumpstart Our Business Startups Act https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29852.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29852.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29852 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29852.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, LLC. Concerning Options-Related Sales Practice Matters https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29843.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29843.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29843 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29843.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc. and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29842.html https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29842.html Tue, 11 Dec 2012 00:00:00 -0800 2012-29842 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29842.pdf