<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/07?registers=between Sat, 05 Apr 2025 21:38:52 -0700 Sat, 05 Apr 2025 21:38:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/07?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29624.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29624.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29624 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29624.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29623.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29623.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29623 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29623.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Certain Disclosure Requirements To Require Issuers To Publicly Describe the Specific Basis and Concern Identified by Nasdaq When a Listed Issuer Does Not Meet a Listing Standard and Give Nasdaq the Authority To Make a Public Announcement When a Listed Issuer Fails To Make a Public Announcement https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29605.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29605.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29605 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29605.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29571.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29571.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29571 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29571.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29570.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29570.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29570 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29570.pdf Notice - Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29569.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29569.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29569 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29569.pdf Notice - In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29568.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29568.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29568 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29568.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C(9)(a)(1)(ii)-Equities To Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29567.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29567.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29567 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29567.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62(cc) Making Available the Post No Preference Light Only Quotation to Options Classes Not Participating in the Penny Pilot https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29566.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29566.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29566 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29566.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISIN Associated With One Single Name Contract https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29565.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29565.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29565 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29565.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29564.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29564.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29564 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29564.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Until 12 Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29563.html https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29563.html Fri, 07 Dec 2012 00:00:00 -0800 2012-29563 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29563.pdf