<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/05?registers=between Tue, 15 Apr 2025 05:53:22 -0700 Tue, 15 Apr 2025 05:53:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/05?registers=between Notice - William Blair & Company, L.L.C. and William Blair Funds.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29318.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29318.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29318.pdf Notice - Foreside Advisor Services, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29317.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29317.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29317.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit ETP Holders to Designate Orders as Retail Orders By Using a Tag in the Order Entry Message https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29316.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29316.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29316.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29315.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29315.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29315.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29314.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29314.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29314 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29314.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29313.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29313.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29313 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29313.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Double Play Order https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29281.html https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29281.html Wed, 05 Dec 2012 00:00:00 -0800 2012-29281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29281.pdf