<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/04?registers=between Tue, 01 Apr 2025 11:50:57 -0700 Tue, 01 Apr 2025 11:50:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/12/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29392.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29392.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29392 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29392.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29319.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29319.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29319.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29241.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29241.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29241.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29240.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29240.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29240 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29240.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 15.1(a) and (c) https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29239.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29239.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29239 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29239.pdf Notice - In the Matter of Encore Clean Energy, Inc., Energy & Engine Technology Corp., Equity Media Holdings Corporation, eTotalSource, Inc., Extensions, Inc., Firepond, Inc., and GNC Energy Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29219.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29219.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29219.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29218.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29218.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29218.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations Where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29217.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29217.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29217.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Delete Obsolete and Out-Dated Rules https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29216.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29216.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29216.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX Inc.; Chicago Board Options Exchange, Incorporated; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Arca LLC; NYSE MKT, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29180.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29180.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29180.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Moving the Rule Text That Provides for Pegging on the Exchange From Supplementary Material .26 of Rule 70-Equities to Rule 13-Equities and Amending Such Text to (i) Permit Designated Market Maker Interest To Be Set as Pegging Interest; (ii) Change References From National Best Bid, National Best Offer and National Best Bid or Offer to Best Protected Bid, Best Protected Offer and Best Protected Bid or Offer, Respectively; (iii) Permit Pegging Interest To Peg to the Opposite Side of the Market; and (iv) Provide for An Offset Value To Be Specified for Pegging Interest https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29179.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29179.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29179.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29149.html https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29149.html Tue, 04 Dec 2012 00:00:00 -0800 2012-29149 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29149.pdf