<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 02:51:09 -0700 Thu, 23 May 2024 02:51:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11?registers=between&min-day=1&max-day=30 Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2012/11/30/C1-2012-26164.html https://regulations.justia.com/regulations/fedreg/2012/11/30/C1-2012-26164.html Fri, 30 Nov 2012 00:00:00 -0800 C1-2012-26164 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/C1-2012-26164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.64 (OX Trading Auctions) With Respect to Opening Trading in an Options Series https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28987.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28987.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28987 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28987.pdf Notice - Blackstone Alternative Alpha Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28951.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28951.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28951 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28951.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28950.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28950.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28950 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28950.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28949.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28949.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28949 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28949.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28948.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28948.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28948 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28948.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28947.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28947.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28947 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28947.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28946.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28946.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28946 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28946.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28945.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28945.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28945 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28945.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28944.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28944.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28944 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28944.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Listing Requirements for Other Securities Listed Under Rule 5730 https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28943.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28943.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28943 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28943.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2012/11/29/2012-28952.html https://regulations.justia.com/regulations/fedreg/2012/11/29/2012-28952.html Thu, 29 Nov 2012 00:00:00 -0800 2012-28952 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-29/pdf/2012-28952.pdf Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2012/11/29/2012-28900.html https://regulations.justia.com/regulations/fedreg/2012/11/29/2012-28900.html Thu, 29 Nov 2012 00:00:00 -0800 2012-28900 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-29/pdf/2012-28900.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify Pricing That Is Currently Applicable to Certain Executions on the Exchange, but That Is Not Currently Included in the Price List https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28799.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28799.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28799 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28799.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1)(ii) To Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28798.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28798.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28798 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28798.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Operation of the Exchange's Depth-of-Book Feed https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28797.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28797.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28797 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28797.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28796.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28796.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28796.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change With Respect to INAV Pegged Orders for ETFs https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28758.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28758.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28758 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28758.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Listed Company Manual Section 204.00 To Create a Uniform Method for a Company To Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and To Make Conforming Changes https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28745.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28745.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28745 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28745.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Revisions to the Study Outline for the Municipal Securities Principal Qualification Examination (Series 53) https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28742.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28742.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28742 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28742.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, December 14, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28684.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28684.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28684 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28684.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service is Fully Restored or Friday, December 14, 2012 https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28683.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28683.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28683 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28683.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28682.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28682.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28682 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28682.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Addendum A (Fee Structure) of Its Rules and Procedures Relating to Fund/SERV® Fees https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28681.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28681.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28681 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28681.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 4618 https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28680.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28680.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28680 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28680.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 3218 https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28679.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28679.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28679 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28679.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28641.html https://regulations.justia.com/regulations/fedreg/2012/11/27/2012-28641.html Tue, 27 Nov 2012 00:00:00 -0800 2012-28641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-27/pdf/2012-28641.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28685.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28685.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28685 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28685.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to CBSX To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28595.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28595.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28595 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28595.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28594.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28594.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28594 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28594.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28593.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28593.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28593 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28593.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change To Address Authority To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of Routing Service Error Accounts https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28592.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28592.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28592 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28592.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28535.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28535.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28535.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28534.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28534.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28534 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28534.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28533.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28533.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28533.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28532.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28532.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28532.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28531.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28531.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28531.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28530.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28530.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28530.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28529.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28529.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28529 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28529.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28528.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28528.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28528 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28528.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28527.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28527.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28527 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28527.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28526.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28526.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28526 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28526.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11, Entitled “Other Securities,” and To List and Trade Shares of Certain ProShares Products https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28525.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28525.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28525 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28525.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Limited Waiver of the TRACE Professional Real-Time Data Display Fee on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28524.html https://regulations.justia.com/regulations/fedreg/2012/11/26/2012-28524.html Mon, 26 Nov 2012 00:00:00 -0800 2012-28524 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-26/pdf/2012-28524.pdf Rule - Purchase of Certain Debt Securities by Business and Industrial Development Companies Relying on an Investment Company Act Exemption https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28456.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28456.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28456 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28456.pdf Rule - Disclosure of Payments by Resource Extraction Issuers https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28455.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28455.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28455 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28455.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the Equity Trade Journal for Clearing Firms Service and Assess a Related Fee https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28390.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28390.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28390 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28390.pdf Notice - Wells Fargo Bank, N.A., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28385.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28385.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28385 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28385.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules to Update the Contract Reference Obligation ISIN Associated With One Single Name Contract https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28384.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28384.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28384 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28384.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Rule Numbering Errors https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28383.html https://regulations.justia.com/regulations/fedreg/2012/11/23/2012-28383.html Fri, 23 Nov 2012 00:00:00 -0800 2012-28383 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-23/pdf/2012-28383.pdf