<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/30?registers=between Fri, 18 Apr 2025 12:45:46 -0700 Fri, 18 Apr 2025 12:45:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2012/11/30?registers=between Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2012/11/30/C1-2012-26164.html https://regulations.justia.com/regulations/fedreg/2012/11/30/C1-2012-26164.html Fri, 30 Nov 2012 00:00:00 -0800 C1-2012-26164 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/C1-2012-26164.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.64 (OX Trading Auctions) With Respect to Opening Trading in an Options Series https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28987.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28987.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28987 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28987.pdf Notice - Blackstone Alternative Alpha Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28951.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28951.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28951 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28951.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28950.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28950.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28950 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28950.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28949.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28949.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28949 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28949.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28948.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28948.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28948 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28948.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28947.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28947.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28947 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28947.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28946.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28946.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28946 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28946.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28945.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28945.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28945 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28945.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Use of Certain Amounts Credited to the Liquidating Settlement Account To Settle Mark-to-Market Payments Arising From Stock Loan and Borrow Positions Carried in the Customers' Account https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28944.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28944.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28944 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28944.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Listing Requirements for Other Securities Listed Under Rule 5730 https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28943.html https://regulations.justia.com/regulations/fedreg/2012/11/30/2012-28943.html Fri, 30 Nov 2012 00:00:00 -0800 2012-28943 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-30/pdf/2012-28943.pdf